Succession Financial Management Limited

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashley Charles Townsend

  IRN ACT01090

  • CF30 Customer (17 Apr 2015 to 8 Dec 2019)
• Ashley George Clarke

  IRN AGC01134

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2025)
  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• Ashley Malpas

  IRN AXM85478

  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
• Barry Martin-Pitt

  IRN BXM00046

  • CF29 Significant management (14 Aug 2014 to 23 Jun 2016)
  • Responsible for Insurance Mediation (14 Mar 2014 to 17 Jun 2014)
  • CF30 Customer (1 Nov 2007 to 17 Jun 2014)
  • CF10 Compliance Oversight (29 Jun 2006 to 17 Jun 2014)
  • CF8 Apportionment and Oversight (29 Jun 2006 to 1 Nov 2007)
  • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (6 Nov 2003 to 17 Jun 2014)
  • CF1 Director (6 Nov 2003 to 26 Feb 2016)
  • CF3 Chief Executive (26 Aug 2003 to 8 Oct 2003)
• Barry Young

  IRN BXY08335

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• Ben Liam Addlesee

  IRN BXA00056

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2023)
• Ben Michael Gaskell

  IRN BMG00016

  • [FCA CF] Manager of certification employee (since 17 Apr 2024)
• Ben Whisken

  IRN BJW01088

  • [FCA CF] Client dealing (2 Oct 2023 to 5 Apr 2024)
  • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 5 Apr 2024)
• Ben William Raw

  IRN BWR01026

  • [FCA CF] Client dealing (29 Jul 2024 to 9 Apr 2026)
  • [FCA CF] Functions requiring qualifications (29 Jul 2024 to 9 Apr 2026)
• Benjamin Edward Adelsbury

  IRN BXA00127

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Feb 2024)
  • [FCA CF] Client dealing (since 2 Feb 2024)

No changes recorded yet.