Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF29 Significant management (14 Aug 2014 to 23 Jun 2016)
    • Responsible for Insurance Mediation (14 Mar 2014 to 17 Jun 2014)
    • CF30 Customer (1 Nov 2007 to 17 Jun 2014)
    • CF10 Compliance Oversight (29 Jun 2006 to 17 Jun 2014)
    • CF8 Apportionment and Oversight (29 Jun 2006 to 1 Nov 2007)
    • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Nov 2003 to 17 Jun 2014)
    • CF1 Director (6 Nov 2003 to 26 Feb 2016)
    • CF3 Chief Executive (26 Aug 2003 to 8 Oct 2003)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (19 Aug 2013 to 21 Nov 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (4 Nov 2004 to 10 Jun 2005)
  • WP Direct Ltd (no longer approved here)

    FRN 413242

    • Employed By (4 Nov 2004 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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