Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (2 Oct 2023 to 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 5 Apr 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 28 Mar 2024)
    • [FCA CF] Client dealing (2 Oct 2023 to 28 Mar 2024)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
    • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (11 May 2006 to 27 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.