Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 26 Mar 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (since 26 Jan 2026)
    • CF30 Customer (since 13 Dec 2025)
  • RHB Wealth Ltd

    FRN 1007705

    • (1)Employed By (since 13 Dec 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2025)
    • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2025)
    • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (5 Nov 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.