Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David James Wilson
IRN DJW01490
- CF30 Customer (11 Jun 2018 to 18 Apr 2019)
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David John Morgan Knott
IRN DXK01185
- CF30 Customer (7 Nov 2012 to 17 Dec 2013)
- CF4 Partner (AR) (7 Nov 2012 to 17 Dec 2013)
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David Michael Gasken
IRN DMG01059
- CF30 Customer (1 Nov 2007 to 11 Nov 2009)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
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David Nicholas Sherratt
IRN DNS01035
- [FCA CF] Client dealing (14 Apr 2023 to 11 Feb 2026)
- [FCA CF] Material risk taker (14 Apr 2023 to 17 Oct 2023)
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David Stephen Raaff
IRN DSR01072
- CF30 Customer (1 Mar 2011 to 14 Mar 2011)
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David Woodley
IRN DXW01491
- CF30 Customer (9 Mar 2010 to 21 Apr 2011)
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Delaram Keyvan
IRN DXK01805
- CF30 Customer (27 Jul 2021 to 5 Jan 2022)
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Dermot Christopher Daly
IRN DCD01031
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
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Dermot John Hugh Campbell
IRN DJC00033
- CF1 Director (AR) (14 Jan 2014 to 2 Dec 2019)
- CF30 Customer (28 Nov 2012 to 2 Dec 2019)
- CF4 Partner (AR) (28 Nov 2012 to 14 Jan 2014)
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Desmond McLean
IRN DXM02808
- CF1 Director (AR) (25 Sep 2024 to 11 Feb 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Dricopax Capital Limited (no longer appointed)
FRN 759481 · Appointed 30 Sep 2016 · Until 29 Sep 2017
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Latitude Investment Management LLP (no longer appointed)
FRN 752317 · Appointed 11 Jul 2016 · Until 30 Jun 2017 · Tied agent
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Core Market Strategies Ltd (no longer appointed)
FRN 749497 · Appointed 9 Jun 2016 · Until 6 Mar 2020
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Reynolds Ventures Ltd (no longer appointed)
FRN 615367 · Appointed 20 May 2016 · Until 16 Jun 2020 · Tied agent
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InvestSure Property Platform Ltd (no longer appointed)
FRN 742525 · Appointed 31 Mar 2016 · Until 5 May 2017 · Tied agent
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InReach Ventures LLP (no longer appointed)
FRN 742434 · Appointed 31 Mar 2016 · Until 31 Mar 2022 · Tied agent
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Orion Resource Partners (UK) LLP (no longer appointed)
FRN 741565 · Appointed 23 Mar 2016 · Until 8 Aug 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.