Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 4 Jun 2008)
- CF1 Director (1 Dec 2001 to 19 Feb 2003)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 10 Mar 2006)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2009)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.