Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
    • CF1 Director (1 Dec 2001 to 19 Feb 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 10 Mar 2006)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (1 Nov 2007 to 11 Nov 2009)
    • CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.