David Nicholas Sherratt

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equaliti Ltd

    FRN 952416

    • SMF16 Compliance Oversight (since 7 Feb 2025)
    • Responsible for Insurance Distribution (since 15 Jul 2022)
    • SMF3 Executive Director (since 15 Jul 2022)
    • Responsibility for MCD Intermediation (15 Jul 2022 to 30 Sep 2024)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • [FCA CF] Client dealing (14 Apr 2023 to 11 Feb 2026)
    • [FCA CF] Material risk taker (14 Apr 2023 to 17 Oct 2023)
  • Life's Great Limited (no longer approved here)

    FRN 478215

    • SMF3 Executive Director (9 Dec 2019 to 25 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Oct 2020)
    • CF10 Compliance Oversight (18 Jan 2019 to 8 Dec 2019)
    • CF1 Director (28 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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