Sturgeon Ventures LLP

Date authorised
1 April 2013
Companies House
OC319614
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625
    Web
    https://www.sturgeonventures.com

  • Complaints Contact

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Charles Silk

    IRN JCS01229

    • [FCA CF] Client dealing (8 Sep 2021 to 9 Jan 2024)
    • [FCA CF] Material risk taker (8 Sep 2021 to 17 Oct 2023)
  • James Geoffrey Hatch

    IRN JGH01148

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Sep 2020)
    • CF30 Customer (22 Jul 2015 to 8 Dec 2019)
  • James Harcombe Crispin

    IRN JHC01063

    • CF30 Customer (26 Feb 2020 to 26 Jul 2021)
  • James John Henwood

    IRN JJH01117

    • CF1 Director (AR) (21 Apr 2022 to 31 May 2025)
  • James Kawkabani

    IRN JXR00617

    • CF30 Customer (since 16 Jan 2025)
    • CF1 Director (AR) (since 16 Jan 2025)
  • James Lewis Woolf

    IRN JLW01143

    • CF30 Customer (9 Nov 2012 to 30 Sep 2014)
    • CF4 Partner (AR) (9 Nov 2012 to 30 Sep 2014)
  • James Mark Mabey

    IRN JMM01366

    • CF30 Customer (7 Jul 2011 to 21 Dec 2011)
    • CF4 Partner (AR) (7 Jul 2011 to 21 Dec 2011)
  • James Peter Faulkner

    IRN JXF09045

    • CF1 Director (AR) (17 Jun 2019 to 31 Jan 2020)
  • James Peter Michael Scragg

    IRN JPS01241

    • [FCA CF] Material risk taker (28 Sep 2021 to 6 Sep 2023)
    • [FCA CF] Client dealing (28 Sep 2021 to 6 Sep 2023)
  • Jamie Elliott

    IRN JXE00314

    • CF30 Customer (since 13 Feb 2024)
    • CF1 Director (AR) (since 13 Feb 2024)
    • [FCA CF] Client dealing (11 Dec 2023 to 1 Mar 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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