James Harcombe Crispin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP (no longer approved here)
FRN 447282
- CF30 Customer (6 Jun 2022 to 2 Oct 2024)
IANUA Market Limited (no longer approved here)
FRN 821386
- (3)Employed By (6 Jun 2022 to 2 Oct 2024)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (26 Feb 2020 to 26 Jul 2021)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (3 Aug 2015 to 18 May 2017)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (3 Sep 2008 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (3 Sep 2008 to 6 Mar 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.