Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (14 Sep 2021 to 2 Feb 2023)
- CF1 Director (AR) (22 Jul 2015 to 15 Sep 2021)
- CF30 Customer (19 Sep 2014 to 15 Sep 2021)
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- [FCA CF] Material risk taker (8 Sep 2021 to 17 Oct 2023)
- [FCA CF] Client dealing (8 Sep 2021 to 9 Jan 2024)
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- CF30 Customer (21 Jan 2013 to 25 Apr 2014)
- CF29 Significant management (21 Feb 2011 to 25 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.