James Kawkabani

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sturgeon Ventures LLP
FRN 452811
- CF1 Director (AR) (since 16 Jan 2025)
- CF30 Customer (since 16 Jan 2025)
Lennox Capital Ltd
FRN 1022174
- Employed By (since 16 Jan 2025)
Frank Investments Limited (no longer approved here)
FRN 627697
- CF1 Director (AR) (28 Oct 2022 to 18 Mar 2024)
- CF30 Customer (28 Oct 2022 to 18 Mar 2024)
Certior UK Limited (no longer approved here)
FRN 984702
- Employed By (28 Oct 2022 to 18 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.