Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David James Wilson
IRN DJW01490
- CF30 Customer (11 Jun 2018 to 18 Apr 2019)
David John Morgan Knott
IRN DXK01185
- CF30 Customer (7 Nov 2012 to 17 Dec 2013)
- CF4 Partner (AR) (7 Nov 2012 to 17 Dec 2013)
David Michael Gasken
IRN DMG01059
- CF30 Customer (1 Nov 2007 to 11 Nov 2009)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
David Nicholas Sherratt
IRN DNS01035
- [FCA CF] Client dealing (14 Apr 2023 to 11 Feb 2026)
- [FCA CF] Material risk taker (14 Apr 2023 to 17 Oct 2023)
David Stephen Raaff
IRN DSR01072
- CF30 Customer (1 Mar 2011 to 14 Mar 2011)
David Woodley
IRN DXW01491
- CF30 Customer (9 Mar 2010 to 21 Apr 2011)
Delaram Keyvan
IRN DXK01805
- CF30 Customer (27 Jul 2021 to 5 Jan 2022)
Dermot Christopher Daly
IRN DCD01031
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
Dermot John Hugh Campbell
IRN DJC00033
- CF1 Director (AR) (14 Jan 2014 to 2 Dec 2019)
- CF30 Customer (28 Nov 2012 to 2 Dec 2019)
- CF4 Partner (AR) (28 Nov 2012 to 14 Jan 2014)
Desmond McLean
IRN DXM02808
- CF1 Director (AR) (25 Sep 2024 to 11 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Albinen UK LLP (no longer appointed)
FRN 936303 · Appointed 14 Oct 2020 · Until 20 Jan 2023 · Tied agent
Rubix Venture Partners Ltd (no longer appointed)
FRN 928196 · Appointed 22 Jun 2020 · Until 28 Jun 2020 · Tied agent
MFW Tied Agent, LDA (no longer appointed)
FRN 920133 · Appointed 24 Jan 2020 · Until 22 Dec 2021 · Tied agent
Wright Wiseman Stewart Capital Partners Ltd (no longer appointed)
FRN 918554 · Appointed 19 Dec 2019 · Until 25 May 2021 · Tied agent
Balliol Road Investments LLP (no longer appointed)
FRN 915481 · Appointed 21 Oct 2019 · Until 24 Oct 2023 · Tied agent
Newbridge Capital Partners Ltd (no longer appointed)
FRN 914886 · Appointed 10 Oct 2019 · Until 24 Jan 2026 · Tied agent
Pacific Point Partners Services Limited (no longer appointed)
FRN 911603 · Appointed 24 Jul 2019 · Until 17 Aug 2020 · Tied agent
Top Tier Capital Partners (UK) Limited (no longer appointed)
FRN 843592 · Appointed 6 Jun 2019 · Until 22 Sep 2022 · Tied agent
Blue Titan Capital Limited (no longer appointed)
FRN 842967 · Appointed 29 May 2019 · Until 18 Nov 2020 · Tied agent
Clay Point Investors LLP (no longer appointed)
FRN 842636 · Appointed 22 May 2019 · Until 26 Aug 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.