Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Birley
IRN AXB00367
- [FCA CF] Client dealing (since 22 Dec 2020)
- [FCA CF] Material risk taker (22 Dec 2020 to 17 Oct 2023)
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Andrew Crawford Munro
IRN ACM01241
- CF30 Customer (21 Jan 2015 to 2 Oct 2017)
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Andrew David Debonnaire Haggard
IRN ADH01186
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (31 Jul 2018 to 8 Dec 2019)
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Andrew Edward Williamson-Jones
IRN AEW01027
- CF4 Partner (AR) (18 Jun 2014 to 1 Feb 2016)
- CF30 Customer (18 Jun 2014 to 1 Feb 2016)
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Andrew Gordon Fraser
IRN AGF01020
- CF1 Director (AR) (22 Jan 2015 to 7 Apr 2015)
- CF30 Customer (14 Jan 2015 to 7 Apr 2015)
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Andrew Michael Thomson
IRN AMT01061
- CF30 Customer (21 Oct 2008 to 8 Oct 2010)
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Andrew Thien Son Nguyen
IRN AXN00313
- CF30 Customer (23 Jun 2023 to 3 Aug 2023)
- CF1 Director (AR) (23 Jun 2023 to 3 Aug 2023)
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Andrey Kartashov
IRN AAK01106
- CF30 Customer (15 May 2019 to 31 Jan 2020)
- CF1 Director (AR) (24 Jul 2015 to 31 Jan 2020)
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Anjay Kumar
IRN AXK02824
- CF30 Customer (29 Feb 2016 to 7 Nov 2016)
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Anne Ee Peng Siew
IRN AES01093
- CF30 Customer (27 Nov 2009 to 8 Oct 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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International M&A Partnership II Limited (no longer appointed)
FRN 1017311 · Appointed 25 Sep 2024 · Until 13 Feb 2026
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Ellora Capital Partners LLP (no longer appointed)
FRN 1005088 · Appointed 19 Dec 2023 · Until 1 Oct 2024
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Beacon Hill Advisors Limited (no longer appointed)
FRN 998437 · Appointed 22 Jun 2023 · Until 4 Aug 2023
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WHISKEY & WEALTH CAPITAL LIMITED (no longer appointed)
FRN 986177 · Appointed 28 Oct 2022 · Until 9 May 2023
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Ponderosa Services Ltd (no longer appointed)
FRN 976108 · Appointed 20 May 2022 · Until 8 Feb 2024 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.