Anne Ee Peng Siew

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (12 Apr 2016 to 1 Jul 2019)
  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • CF30 Customer (4 Aug 2014 to 1 May 2015)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • CF10 Compliance Oversight (8 Oct 2010 to 4 Aug 2011)
    • CF11 Money Laundering Reporting (8 Oct 2010 to 4 Aug 2011)
    • CF28 Systems and controls (8 Oct 2010 to 12 Jul 2013)
    • CF30 Customer (8 Oct 2010 to 12 Jul 2013)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (27 Nov 2009 to 8 Oct 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (9 Apr 2008 to 7 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.