Andrew Gordon Fraser

• CAPRICORN FUND MANAGERS LIMITED

  FRN 505252

  • CF1 Director (AR) (since 9 Oct 2023)
  • CF30 Customer (since 9 Oct 2023)
  • [FCA CF] Significant management (since 1 Aug 2023)
  • [FCA CF] Client dealing (since 1 Aug 2023)
• QUANTUM QB LTD

  FRN 1000753

  • (2)Employed By (since 9 Oct 2023)
• Finex LLP (no longer approved here)

  FRN 507537

  • CF30 Customer (8 Oct 2020 to 17 Feb 2021)
• Apollo Multi Asset Management LLP (no longer approved here)

  FRN 487458

  • CF3 Chief Executive (AR) (9 Mar 2018 to 14 May 2018)
  • CF1 Director (AR) (19 Feb 2018 to 14 May 2018)
  • CF30 Customer (26 Apr 2016 to 14 May 2018)
• MH MARKETS GLOBAL LIMITED (no longer approved here)

  FRN 510080

  • CF30 Customer (11 Dec 2015 to 28 Oct 2019)
• Sturgeon Ventures LLP (no longer approved here)

  FRN 452811

  • CF1 Director (AR) (22 Jan 2015 to 7 Apr 2015)
  • CF30 Customer (14 Jan 2015 to 7 Apr 2015)
• Winton Capital Management Limited (no longer approved here)

  FRN 184258

  • CF30 Customer (26 Sep 2008 to 29 Apr 2014)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • CF30 Customer (1 Nov 2007 to 14 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Janus Henderson Fund Management UK Limited (no longer approved here)

  FRN 121859

  • CF30 Customer (1 Nov 2007 to 14 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.