Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
-
Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Runs Investment Funds
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
David James Wilson
IRN DJW01490
- CF30 Customer (11 Jun 2018 to 18 Apr 2019)
-
David John Morgan Knott
IRN DXK01185
- CF30 Customer (7 Nov 2012 to 17 Dec 2013)
- CF4 Partner (AR) (7 Nov 2012 to 17 Dec 2013)
-
David Michael Gasken
IRN DMG01059
- CF30 Customer (1 Nov 2007 to 11 Nov 2009)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
-
David Nicholas Sherratt
IRN DNS01035
- [FCA CF] Client dealing (14 Apr 2023 to 11 Feb 2026)
- [FCA CF] Material risk taker (14 Apr 2023 to 17 Oct 2023)
-
David Stephen Raaff
IRN DSR01072
- CF30 Customer (1 Mar 2011 to 14 Mar 2011)
-
David Woodley
IRN DXW01491
- CF30 Customer (9 Mar 2010 to 21 Apr 2011)
-
Delaram Keyvan
IRN DXK01805
- CF30 Customer (27 Jul 2021 to 5 Jan 2022)
-
Dermot Christopher Daly
IRN DCD01031
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
-
Dermot John Hugh Campbell
IRN DJC00033
- CF1 Director (AR) (14 Jan 2014 to 2 Dec 2019)
- CF30 Customer (28 Nov 2012 to 2 Dec 2019)
- CF4 Partner (AR) (28 Nov 2012 to 14 Jan 2014)
-
Desmond McLean
IRN DXM02808
- CF1 Director (AR) (25 Sep 2024 to 11 Feb 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Norcliffe Capital Ltd
FRN 826977 · Appointed 26 Nov 2018
-
K2Q Capital Limited
FRN 824632 · Appointed 31 Oct 2018
-
BioScience Managers UK Ltd
FRN 823533 · Appointed 17 Oct 2018 · Tied agent
-
Cardean Bell Ltd
FRN 793717 · Appointed 9 Nov 2017 · Tied agent
-
ONE Luxury Group Advisers LLP
FRN 708249 · Appointed 19 Apr 2017
-
MFW-Multi Family Wealth Ltd
FRN 734573 · Appointed 29 Jan 2016
-
DC Advisors Ltd
FRN 709970 · Appointed 13 Jul 2015 · Tied agent
-
CFX Risk Management Ltd
FRN 661264 · Appointed 19 Dec 2014 · Tied agent
-
5CL Ltd
FRN 629576 · Appointed 4 Aug 2014
-
Special Debt Situations Ltd
FRN 609526 · Appointed 1 Nov 2013 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.