Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Birley

  IRN AXB00367

  • [FCA CF] Client dealing (since 22 Dec 2020)
  • [FCA CF] Material risk taker (22 Dec 2020 to 17 Oct 2023)
• Andrew Crawford Munro

  IRN ACM01241

  • CF30 Customer (21 Jan 2015 to 2 Oct 2017)
• Andrew David Debonnaire Haggard

  IRN ADH01186

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (31 Jul 2018 to 8 Dec 2019)
• Andrew Edward Williamson-Jones

  IRN AEW01027

  • CF4 Partner (AR) (18 Jun 2014 to 1 Feb 2016)
  • CF30 Customer (18 Jun 2014 to 1 Feb 2016)
• Andrew Gordon Fraser

  IRN AGF01020

  • CF1 Director (AR) (22 Jan 2015 to 7 Apr 2015)
  • CF30 Customer (14 Jan 2015 to 7 Apr 2015)
• Andrew Michael Thomson

  IRN AMT01061

  • CF30 Customer (21 Oct 2008 to 8 Oct 2010)
• Andrew Thien Son Nguyen

  IRN AXN00313

  • CF30 Customer (23 Jun 2023 to 3 Aug 2023)
  • CF1 Director (AR) (23 Jun 2023 to 3 Aug 2023)
• Andrey Kartashov

  IRN AAK01106

  • CF30 Customer (15 May 2019 to 31 Jan 2020)
  • CF1 Director (AR) (24 Jul 2015 to 31 Jan 2020)
• Anjay Kumar

  IRN AXK02824

  • CF30 Customer (29 Feb 2016 to 7 Nov 2016)
• Anne Ee Peng Siew

  IRN AES01093

  • CF30 Customer (27 Nov 2009 to 8 Oct 2010)

• Kuber Ventures Ltd (no longer appointed)

  FRN 574987 · Appointed 19 Nov 2012 · Until 31 Jan 2020

• Flow East LLP (no longer appointed)

  FRN 590152 · Appointed 24 Oct 2012 · Until 30 Sep 2014

• Apache Partners LLP (no longer appointed)

  FRN 590045 · Appointed 23 Oct 2012 · Until 31 Mar 2014 · Tied agent

• KGM Capital LLP (no longer appointed)

  FRN 589913 · Appointed 18 Oct 2012 · Until 27 Nov 2014

• Old Burlington Ventures LLP (no longer appointed)

  FRN 589641 · Appointed 11 Oct 2012 · Until 17 Dec 2014

• Pertho PLC (no longer appointed)

  FRN 589015 · Appointed 1 Oct 2012 · Until 20 Jul 2013 · Tied agent

• Palomar Capital Management LLP (no longer appointed)

  FRN 584567 · Appointed 22 Aug 2012 · Until 30 Dec 2012 · Tied agent

• Alcazar Investment Management Limited (no longer appointed)

  FRN 584613 · Appointed 13 Jul 2012 · Until 8 May 2015

• Theta Capital Partners LLP (no longer appointed)

  FRN 584392 · Appointed 10 Jul 2012 · Until 30 Dec 2012

• Argyll Investment Services (UK) Limited (no longer appointed)

  FRN 583602 · Appointed 27 Jun 2012 · Until 30 Dec 2012 · Tied agent

No changes recorded yet.