Sturgeon Ventures LLP

• Principal Place of Business

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

  Web

  https://www.sturgeonventures.com

• Complaints Contact

  Unit D Heathmans House

  19 Heathmans Road

  London

  SW6 4TJ

  UNITED KINGDOM

  Phone

  +442031674625

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Louise Silver

  IRN CLS01042

  • CF30 Customer (27 Nov 2009 to 8 Oct 2010)
• Catherine Deptford

  IRN CXD01655

  • CF30 Customer (3 May 2016 to 14 Oct 2016)
• Celestino Amore

  IRN CXA01102

  • CF1 Director (AR) (21 Jan 2009 to 10 Mar 2009)
  • CF30 Customer (21 Jan 2009 to 10 Mar 2009)
• Cesar Remacha

  IRN CXR01585

  • CF30 Customer (19 Jul 2023 to 7 Nov 2024)
• Ceyda Zeynep Fetvaci

  IRN CZF01000

  • [FCA CF] Client dealing (since 9 Sep 2022)
  • [FCA CF] Material risk taker (9 Sep 2022 to 8 Jun 2023)
• Charles Alexander Bernd Barnick

  IRN CAB01173

  • CF1 Director (AR) (11 May 2015 to 4 Oct 2017)
  • CF30 Customer (11 May 2015 to 4 Oct 2017)
• Charles Anthony Noel-Johnson

  IRN CAN01021

  • CF30 Customer (17 Nov 2009 to 8 Oct 2010)
• Charles Henry Talbot-Ponsonby

  IRN CHT01037

  • CF30 Customer (2 Sep 2009 to 29 Dec 2010)
  • CF1 Director (AR) (2 Sep 2009 to 29 Dec 2010)
• Charles Peter Hay Stevens

  IRN CXS00464

  • [FCA CF] Material risk taker (27 Oct 2021 to 31 Oct 2021)
  • [FCA CF] Client dealing (27 Oct 2021 to 31 Oct 2021)
• Charles Phillip Schleicher

  IRN CPS01109

  • CF30 Customer (10 Feb 2015 to 8 Jul 2015)

• Kuber Ventures Ltd (no longer appointed)

  FRN 574987 · Appointed 19 Nov 2012 · Until 31 Jan 2020

• Flow East LLP (no longer appointed)

  FRN 590152 · Appointed 24 Oct 2012 · Until 30 Sep 2014

• Apache Partners LLP (no longer appointed)

  FRN 590045 · Appointed 23 Oct 2012 · Until 31 Mar 2014 · Tied agent

• KGM Capital LLP (no longer appointed)

  FRN 589913 · Appointed 18 Oct 2012 · Until 27 Nov 2014

• Old Burlington Ventures LLP (no longer appointed)

  FRN 589641 · Appointed 11 Oct 2012 · Until 17 Dec 2014

• Pertho PLC (no longer appointed)

  FRN 589015 · Appointed 1 Oct 2012 · Until 20 Jul 2013 · Tied agent

• Palomar Capital Management LLP (no longer appointed)

  FRN 584567 · Appointed 22 Aug 2012 · Until 30 Dec 2012 · Tied agent

• Alcazar Investment Management Limited (no longer appointed)

  FRN 584613 · Appointed 13 Jul 2012 · Until 8 May 2015

• Theta Capital Partners LLP (no longer appointed)

  FRN 584392 · Appointed 10 Jul 2012 · Until 30 Dec 2012

• Argyll Investment Services (UK) Limited (no longer appointed)

  FRN 583602 · Appointed 27 Jun 2012 · Until 30 Dec 2012 · Tied agent

No changes recorded yet.