Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Aug 2024)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2026)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (21 Jan 2009 to 10 Mar 2009)
    • CF30 Customer (21 Jan 2009 to 10 Mar 2009)
  • Advicorp Public Limited Company (no longer approved here)

    FRN 188139

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF1 Director (AR) (2 Apr 2007 to 29 Dec 2008)
    • CF21 Investment Adviser (11 Mar 2003 to 31 Oct 2007)
    • CF26 Customer Trading (11 Mar 2003 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (22 Apr 2002 to 28 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.