Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Illiquidx Limited
FRN 708666
- [FCA CF] Material risk taker (since 1 Aug 2024)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2026)
- SMF3 Executive Director (9 Dec 2019 to 3 Feb 2026)
- CF1 Director (1 Apr 2016 to 8 Dec 2019)
- CF3 Chief Executive (1 Apr 2016 to 8 Dec 2019)
- CF30 Customer (1 Apr 2016 to 8 Dec 2019)
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- CF1 Director (AR) (21 Jan 2009 to 10 Mar 2009)
- CF30 Customer (21 Jan 2009 to 10 Mar 2009)
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- CF30 Customer (1 Nov 2007 to 29 Dec 2008)
- CF1 Director (AR) (2 Apr 2007 to 29 Dec 2008)
- CF21 Investment Adviser (11 Mar 2003 to 31 Oct 2007)
- CF26 Customer Trading (11 Mar 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (22 Apr 2002 to 28 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.