Date authorised
1 April 2013
Companies House
03419717
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hanson Asset Management
    6 Arlington Street
    London
    Westminster
    SW1A 1RE
    UNITED KINGDOM
    Phone
    +4402079934311
  • Complaints Contact

    Hanson Asset Management
    6 Arlington Street
    London
    Westminster
    SW1A 1RE
    UNITED KINGDOM
    Phone
    +4402079934311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alberto Costa

    IRN AXC01683

    • CF26 Customer Trading (29 May 2003 to 6 Sep 2004)
  • Alessandro Amore

    IRN AXA01604

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF26 Customer Trading (19 Apr 2005 to 31 Oct 2007)
  • Alessandro Disi

    IRN AXD01258

    • CF30 Customer (6 Feb 2009 to 3 Dec 2009)
  • Alexander Bradley

    IRN BXA01176

    • CF26 Customer Trading (20 Apr 2005 to 22 Aug 2005)
  • Alexander Eliot Capilli

    IRN AEC01067

    • CF30 Customer (2 Jul 2010 to 28 Feb 2011)
  • Andrea Mandel-Mantello

    IRN AGM01074

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (24 Jun 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (4 Nov 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Andrea Pierpaoli

    IRN AXP01530

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (4 Nov 2003 to 31 Oct 2007)
  • Antonio Mastrapasqua

    IRN AXM04612

    • CF2 Non Executive Director (19 Jul 2016 to 8 Dec 2019)
  • Antonio Santarelli

    IRN AXS02405

    • CF30 Customer (15 Mar 2017 to 8 Dec 2019)
  • Antonio Sfiligoj

    IRN AXS02603

    • CF30 Customer (26 Feb 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Lonsin Capital Limited (no longer appointed)

    FRN 684309 · Appointed 14 Apr 2015 · Until 7 Apr 2016

  • Bondcroft Limited (no longer appointed)

    FRN 536718 · Appointed 25 Nov 2010 · Until 22 Feb 2017

  • Illiquidx Ltd (no longer appointed)

    FRN 465907 · Appointed 28 Mar 2007 · Until 29 Dec 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.