Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moelis & Company UK LLP
FRN 516801
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Oct 2010 to 8 Dec 2019)
- CF4 Partner (8 Oct 2010 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (21 Aug 2020 to 31 Oct 2023)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 27 May 2020)
- CF2 Non Executive Director (7 Mar 2019 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (7 Mar 2019 to 27 May 2020)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Oct 2023)
- SIMF7 Group Entity Senior Insurance Manager Function (1 Oct 2018 to 9 Dec 2018)
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- CF30 Customer (27 Nov 2009 to 8 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.