Sturgeon Ventures LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
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Complaints Contact
Unit D Heathmans House19 Heathmans RoadLondonSW6 4TJUNITED KINGDOM- Phone
- +442031674625
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David James Wilson
IRN DJW01490
- CF30 Customer (11 Jun 2018 to 18 Apr 2019)
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David John Morgan Knott
IRN DXK01185
- CF30 Customer (7 Nov 2012 to 17 Dec 2013)
- CF4 Partner (AR) (7 Nov 2012 to 17 Dec 2013)
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David Michael Gasken
IRN DMG01059
- CF30 Customer (1 Nov 2007 to 11 Nov 2009)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
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David Nicholas Sherratt
IRN DNS01035
- [FCA CF] Client dealing (14 Apr 2023 to 11 Feb 2026)
- [FCA CF] Material risk taker (14 Apr 2023 to 17 Oct 2023)
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David Stephen Raaff
IRN DSR01072
- CF30 Customer (1 Mar 2011 to 14 Mar 2011)
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David Woodley
IRN DXW01491
- CF30 Customer (9 Mar 2010 to 21 Apr 2011)
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Delaram Keyvan
IRN DXK01805
- CF30 Customer (27 Jul 2021 to 5 Jan 2022)
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Dermot Christopher Daly
IRN DCD01031
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
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Dermot John Hugh Campbell
IRN DJC00033
- CF1 Director (AR) (14 Jan 2014 to 2 Dec 2019)
- CF30 Customer (28 Nov 2012 to 2 Dec 2019)
- CF4 Partner (AR) (28 Nov 2012 to 14 Jan 2014)
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Desmond McLean
IRN DXM02808
- CF1 Director (AR) (25 Sep 2024 to 11 Feb 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Helmsley Securities Ltd (no longer appointed)
FRN 677816 · Appointed 19 Mar 2015 · Until 27 Oct 2015 · Tied agent
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Iron Box Capital Ltd (no longer appointed)
FRN 670397 · Appointed 6 Feb 2015 · Until 4 Nov 2020 · Tied agent
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Infrastructure Partnership LLP (no longer appointed)
FRN 626405 · Appointed 28 Jan 2015 · Until 19 Feb 2016
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Financial Advisory Services Ltd (no longer appointed)
FRN 655277 · Appointed 24 Nov 2014 · Until 25 Mar 2026
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BGR Asset Management LLP (no longer appointed)
FRN 649141 · Appointed 8 Oct 2014 · Until 7 Nov 2016 · Tied agent
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WoodsWater Capital (UK) Ltd (no longer appointed)
FRN 629505 · Appointed 1 Aug 2014 · Until 28 Apr 2015
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i for change Ltd (no longer appointed)
FRN 628266 · Appointed 15 Jul 2014 · Until 2 Jul 2023 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.