Stonehouse Financial Services Ltd

• Principal Place of Business

  13 Market Street

  Penistone

  Sheffield

  Barnsley

  S36 6BZ

  UNITED KINGDOM

  Phone

  +4401226447755

  Web

  http://www.stonehouseifa.co.uk

• Complaints Contact

  13 Market Street

  Penistone

  Sheffield

  Barnsley

  S36 6BZ

  UNITED KINGDOM

  Phone

  +4401226447755

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrea Wilson

  IRN AXW00721

  • [FCA CF] Functions requiring qualifications (9 Feb 2023 to 11 Mar 2025)
• Andrew Tissington

  IRN AXT00044

  • [FCA CF] Functions requiring qualifications (26 Oct 2020 to 11 Mar 2025)
  • [FCA CF] Manager of certification employee (26 Oct 2020 to 11 Aug 2021)
  • [FCA CF] Significant management (26 Oct 2020 to 11 Aug 2021)
  • [FCA CF] Client dealing (26 Oct 2020 to 8 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Aug 2025)
  • SMF3 Executive Director (9 Dec 2019 to 14 Aug 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 14 Aug 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 14 Aug 2025)
  • Responsible for Insurance Mediation (4 Nov 2013 to 30 Sep 2018)
  • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
  • CF1 Director (18 Oct 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Oct 2006 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (18 Oct 2006 to 31 Oct 2007)
• David George Lewis

  IRN DGL00010

  • CF30 Customer (1 Nov 2007 to 4 Dec 2008)
  • CF8 Apportionment and Oversight (18 Oct 2006 to 4 Dec 2008)
  • CF21 Investment Adviser (18 Oct 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (18 Oct 2006 to 4 Dec 2008)
  • CF1 Director (18 Oct 2006 to 4 Dec 2008)
  • Responsible for Insurance Mediation (17 Oct 2006 to 4 Dec 2008)
• Debbie Nicola Jane Kirk

  IRN DNK01019

  • CF30 Customer (23 Apr 2009 to 8 Nov 2011)
• Greig Peter Godfrey

  IRN GPG01028

  • SMF3 Executive Director (since 4 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Sep 2025)
  • SMF16 Compliance Oversight (since 4 Sep 2025)
• Iain Sarvent

  IRN IXS00041

  • Responsible for Insurance Mediation (3 Dec 2008 to 22 Oct 2013)
  • CF10 Compliance Oversight (3 Dec 2008 to 22 Oct 2013)
  • CF8 Apportionment and Oversight (3 Dec 2008 to 31 Mar 2009)
  • CF30 Customer (1 Nov 2007 to 22 Oct 2013)
  • CF1 Director (18 Oct 2006 to 10 Oct 2013)
  • CF22 Investment Adviser (Trainee) (18 Oct 2006 to 31 Oct 2007)
• Ian David Frank

  IRN IDF00016

  • [FCA CF] Significant management (26 Oct 2020 to 11 Aug 2021)
  • [FCA CF] Functions requiring qualifications (26 Oct 2020 to 8 Sep 2025)
  • [FCA CF] Client dealing (26 Oct 2020 to 8 Sep 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Aug 2025)
  • SMF3 Executive Director (9 Dec 2019 to 14 Aug 2025)
  • CF10 Compliance Oversight (6 Nov 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (17 Oct 2006 to 31 Oct 2007)
  • CF1 Director (17 Oct 2006 to 8 Dec 2019)
• Jacqueline Anne Ward

  IRN JAW01307

  • CF1 Director (AR) (4 Jan 2010 to 6 Apr 2015)
• Lauren Jane Child

  IRN LXC00454

  • [FCA CF] Functions requiring qualifications (9 Feb 2023 to 31 Dec 2023)
• Lee White

  IRN LXW00026

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)

• Stonehouse Financial & Insurance Services Ltd (no longer appointed)

  FRN 515062 · Appointed 22 Dec 2009 · Until 14 Oct 2015

No changes recorded yet.