Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (26 Oct 2020 to 8 Sep 2025)
- [FCA CF] Significant management (26 Oct 2020 to 11 Aug 2021)
- [FCA CF] Manager of certification employee (26 Oct 2020 to 11 Aug 2021)
- [FCA CF] Functions requiring qualifications (26 Oct 2020 to 11 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Aug 2025)
- SMF3 Executive Director (9 Dec 2019 to 14 Aug 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 14 Aug 2025)
- Responsibility for MCD Intermediation (21 Mar 2016 to 14 Aug 2025)
- Responsible for Insurance Mediation (4 Nov 2013 to 30 Sep 2018)
- CF30 Customer (18 Mar 2013 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (18 Oct 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (18 Oct 2006 to 8 Dec 2019)
- CF1 Director (18 Oct 2006 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 16 May 2025)
- CF1 Director (30 Jun 2016 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.