Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehouse Financial Services Ltd (no longer approved here)

    FRN 454859

    • [FCA CF] Client dealing (26 Oct 2020 to 8 Sep 2025)
    • [FCA CF] Significant management (26 Oct 2020 to 11 Aug 2021)
    • [FCA CF] Manager of certification employee (26 Oct 2020 to 11 Aug 2021)
    • [FCA CF] Functions requiring qualifications (26 Oct 2020 to 11 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Aug 2025)
    • SMF3 Executive Director (9 Dec 2019 to 14 Aug 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Aug 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 14 Aug 2025)
    • Responsible for Insurance Mediation (4 Nov 2013 to 30 Sep 2018)
    • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (18 Oct 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (18 Oct 2006 to 8 Dec 2019)
    • CF1 Director (18 Oct 2006 to 8 Dec 2019)
  • Stonehouse Commercial Finance Limited (no longer approved here)

    FRN 726493

    • SMF3 Executive Director (9 Dec 2019 to 16 May 2025)
    • CF1 Director (30 Jun 2016 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.