Iain Sarvent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehouse Financial Services Ltd (no longer approved here)

    FRN 454859

    • CF8 Apportionment and Oversight (3 Dec 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Dec 2008 to 22 Oct 2013)
    • CF10 Compliance Oversight (3 Dec 2008 to 22 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 22 Oct 2013)
    • CF22 Investment Adviser (Trainee) (18 Oct 2006 to 31 Oct 2007)
    • CF1 Director (18 Oct 2006 to 10 Oct 2013)
  • Horbury Financial Services Limited (no longer approved here)

    FRN 225007

    • CF21 Investment Adviser (26 Sep 2003 to 17 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.