Ian David Frank

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehouse Financial Services Ltd (no longer approved here)

    FRN 454859

    • [FCA CF] Client dealing (26 Oct 2020 to 8 Sep 2025)
    • [FCA CF] Significant management (26 Oct 2020 to 11 Aug 2021)
    • [FCA CF] Functions requiring qualifications (26 Oct 2020 to 8 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Aug 2025)
    • SMF3 Executive Director (9 Dec 2019 to 14 Aug 2025)
    • CF10 Compliance Oversight (6 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (17 Oct 2006 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (17 Oct 2006 to 31 Oct 2007)
  • Stonehouse Commercial Finance Limited (no longer approved here)

    FRN 726493

    • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2025)
    • CF1 Director (30 Jun 2016 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (1 Sep 2004 to 3 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.