Stonehage Fleming Financial Services Limited

Date authorised
1 April 2013
Companies House
01516041
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 St. James's Square
    London
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442070870000
    Web
    https://www.stonehagefleming.com

  • Complaints Contact

    6 St. James's Square
    London
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442070870000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robin William Renwick of Clifton

    IRN RWR01019

    • CF2 Non Executive Director (8 Apr 2015 to 10 Jul 2019)
  • Roelof Jacobus Botha

    IRN RJB01597

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Feb 2022)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)
  • Ronald Armist

    IRN RXA01114

    • CF30 Customer (1 Nov 2007 to 22 Nov 2007)
    • CF1 Director (1 Sep 2006 to 30 Sep 2008)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
  • Shelby Robert du Pasquier

    IRN SRD01107

    • CF2 Non Executive Director (13 Apr 2015 to 8 Dec 2019)
  • Sian Cameilia Stella Savage

    IRN SCS01064

    • CF11 Money Laundering Reporting (1 Jan 2017 to 28 Sep 2017)
    • CF10 Compliance Oversight (1 Jan 2017 to 28 Sep 2017)
  • Simon Hunter Boadle

    IRN SHB01038

    • SMF3 Executive Director (23 Oct 2020 to 24 Feb 2022)
  • Stephen Philip Bakos

    IRN SPB00058

    • CF30 Customer (1 Nov 2007 to 11 Nov 2010)
    • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 15 Oct 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 May 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Oct 2003)
    • CF1 Director (1 Dec 2001 to 1 Aug 2011)
  • Steven Edmund Kettle

    IRN SEK00010

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 May 2002)
  • Stuart Miles Makin

    IRN SMM01105

    • CF22 Investment Adviser (Trainee) (29 May 2002 to 1 Feb 2003)
  • Stuart Phillip Parkinson

    IRN SPP01090

    • SMF3 Executive Director (5 Mar 2025 to 24 Apr 2025)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.