Roelof Jacobus Botha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sutton Place (UK) Limited

    FRN 315277

    • Responsible for Insurance Distribution (since 11 Aug 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 17 Jun 2022)
  • Stonehage Fleming Financial Services Limited (no longer approved here)

    FRN 150118

    • SMF1 Chief Executive (9 Dec 2019 to 24 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Feb 2022)
    • CF1 Director (1 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2016 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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