Steven Edmund Kettle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Investment Management Limited

    FRN 194382

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (21 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)
  • Stonehage Fleming Financial Services Limited (no longer approved here)

    FRN 150118

    • CF30 Customer (1 Nov 2007 to 11 Dec 2009)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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