Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Financial Services Limited (no longer approved here)

    FRN 150118

    • CF30 Customer (1 Nov 2007 to 11 Nov 2010)
    • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Aug 2011)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 May 2002)
    • CF3 Chief Executive (1 Dec 2001 to 15 Oct 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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