Date authorised
1 April 2013
Companies House
02188917
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78 Bishops Road
    London
    Hammersmith And Fulham
    SW6 7AR
    UNITED KINGDOM
    Phone
    +442073524001
  • Complaints Contact

    78 Bishops Road
    London
    Hammersmith And Fulham
    SW6 7AR
    UNITED KINGDOM
    Phone
    +442073524001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Seward Fuller

    IRN DSF01025

    • CF30 Customer (1 Nov 2007 to 10 Oct 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 10 Oct 2013)
  • Dominic Garnet Cavigan Hawker

    IRN DGH01065

    • CF1 Director (1 Dec 2001 to 31 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)
  • Eoin Diarmuid Treacy

    IRN EDT01006

    • CF30 Customer (1 Nov 2007 to 10 Oct 2013)
    • CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2003 to 8 Dec 2003)
  • Frank Robert Knowles

    IRN FXK01010

    • CF21 Investment Adviser (11 Jun 2003 to 18 Aug 2003)
  • Iain Macdonald Johnston

    IRN IMJ01011

    • CF21 Investment Adviser (23 Dec 2002 to 18 Aug 2003)
    • CF1 Director (AR) (23 Dec 2002 to 18 Aug 2003)
  • James Edmund Ratzer

    IRN JER01049

    • CF21 Investment Adviser (8 Aug 2003 to 18 Aug 2003)
  • James Henry Beresford Chancellor

    IRN JHC01047

    • CF21 Investment Adviser (17 Dec 2002 to 7 Aug 2003)
  • James Sebastian Burch Round

    IRN JSR01074

    • CF30 Customer (1 Nov 2007 to 31 May 2008)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2004 to 4 Oct 2004)
  • James Stuart Davidson

    IRN JSD01077

    • CF21 Investment Adviser (10 Nov 2003 to 4 Feb 2005)
    • CF22 Investment Adviser (Trainee) (5 Sep 2003 to 28 Oct 2003)
  • Jeremy Stuart Boorman

    IRN JSB01119

    • CF21 Investment Adviser (29 Apr 2003 to 18 Aug 2003)
    • CF22 Investment Adviser (Trainee) (3 Mar 2003 to 18 Aug 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.