Dominic Garnet Cavigan Hawker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Messels Limited

    FRN 403323

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)
    • CF1 Director (23 Jun 2005 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (29 Mar 2012 to 17 Apr 2019)
  • Stockcube Research Limited (no longer approved here)

    FRN 142235

    • CF1 Director (1 Dec 2001 to 31 May 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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