Date authorised
1 April 2013
Companies House
02188917
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78 Bishops Road
    London
    Hammersmith And Fulham
    SW6 7AR
    UNITED KINGDOM
    Phone
    +442073524001
  • Complaints Contact

    78 Bishops Road
    London
    Hammersmith And Fulham
    SW6 7AR
    UNITED KINGDOM
    Phone
    +442073524001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Alexander Ritchie

    IRN JAR01164

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
  • Jonathan Grainger Dusser Davis

    IRN JGD01067

    • CF22 Investment Adviser (Trainee) (20 Dec 2006 to 26 Jun 2007)
  • Julien Antoine William De Luca

    IRN JAD01197

    • CF21 Investment Adviser (1 Dec 2003 to 14 Jun 2007)
  • Marc-Edouard Rivalland

    IRN MXR01272

    • CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
  • Marcus Jeremy Rupert Love

    IRN MJL01269

    • CF30 Customer (1 Nov 2007 to 3 Feb 2011)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 31 Oct 2007)
  • Mark Leith Glowrey

    IRN MLG01023

    • CF30 Customer (1 Nov 2007 to 25 May 2012)
    • CF11 Money Laundering Reporting (29 Mar 2006 to 9 May 2012)
    • CF1 Director (1 Jun 2005 to 9 May 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michele Affortunati

    IRN MXA01614

    • CF30 Customer (1 Nov 2007 to 10 Feb 2012)
    • CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 3 Oct 2005)
  • Nadeem Zikra

    IRN NXZ01013

    • CF1 Director (24 Apr 2012 to 4 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 4 Jul 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nigel Dennistoun Burney

    IRN NDB01040

    • CF1 Director (11 Apr 2003 to 31 Dec 2004)
  • Oliver Rhys Emanuel

    IRN ORE01000

    • [FCA CF] Client dealing (since 16 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.