Stockcube Research Limited

Date authorised
1 April 2013
Companies House
02188917
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78 Bishops Road
    London
    Hammersmith And Fulham
    SW6 7AR
    UNITED KINGDOM
    Phone
    +442073524001
    Web
    https://www.stockcube.com

  • Complaints Contact

    78 Bishops Road
    London
    Hammersmith And Fulham
    SW6 7AR
    UNITED KINGDOM
    Phone
    +442073524001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Ainslie Foulis

    IRN PAF01088

    • CF21 Investment Adviser (11 Aug 2003 to 18 Aug 2003)
  • Philip Julian Gerard Burney

    IRN PJB01225

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • Piers Francis John Whitaker

    IRN PFW01020

    • CF30 Customer (26 Nov 2009 to 5 Dec 2009)
  • Richard James Berry

    IRN RJB01344

    • CF11 Money Laundering Reporting (10 Sep 2013 to 31 Dec 2017)
    • CF1 Director (AR) (20 Feb 2012 to 3 Jul 2012)
    • CF30 Customer (20 Feb 2012 to 31 Dec 2017)
  • Robert Burchell Silberbauer

    IRN RBS01022

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Aug 2012 to 8 Dec 2019)
  • Robert Iain McCreery

    IRN RIM01022

    • CF1 Director (AR) (9 Sep 2010 to 8 Sep 2011)
    • CF30 Customer (9 Sep 2010 to 8 Sep 2011)
  • Russell Aberdour Edward Waller

    IRN RAW01102

    • CF21 Investment Adviser (31 Jul 2003 to 18 Aug 2003)
  • Scott James Gale

    IRN SJG01306

    • CF30 Customer (26 Sep 2013 to 8 Dec 2019)
  • Shirley Foong Yeoh

    IRN SFY01001

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF11 Money Laundering Reporting (1 Jul 2004 to 29 Mar 2006)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Simon James Roberts

    IRN SXR01403

    • CF1 Director (AR) (24 Dec 2002 to 18 Aug 2003)
    • CF21 Investment Adviser (24 Dec 2002 to 18 Aug 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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