Simon James Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Street Research LLP (no longer approved here)

    FRN 225092

    • CF21 Investment Adviser (2 Jun 2004 to 1 Feb 2007)
    • CF10 Compliance Oversight (18 Aug 2003 to 1 Feb 2007)
    • CF11 Money Laundering Reporting (18 Aug 2003 to 1 Feb 2007)
    • CF4 Partner (18 Aug 2003 to 1 Feb 2007)
  • Stockcube Research Limited (no longer approved here)

    FRN 142235

    • CF21 Investment Adviser (24 Dec 2002 to 18 Aug 2003)
    • CF1 Director (AR) (24 Dec 2002 to 18 Aug 2003)
  • New Street Research LLP (no longer approved here)

    FRN 221543

    • Employed By (24 Dec 2002 to 18 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.