Stockcube Research Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Soraya Mariam Asfar
IRN SMA01059
- CF21 Investment Adviser (10 Jun 2003 to 28 Jan 2005)
Stephen Robert Henry Mitchell
IRN SRM01093
- CF30 Customer (1 Nov 2007 to 31 May 2008)
- CF21 Investment Adviser (17 Mar 2003 to 31 Oct 2007)
Tahir Roland Khan-Gandapur
IRN TRK01009
- CF30 Customer (1 May 2015 to 8 Dec 2019)
Tania Natassia Jordan
IRN TNH01016
- CF30 Customer (5 Mar 2008 to 30 Nov 2011)
Tarquin St. John Coe
IRN TSC01024
- CF30 Customer (2 Jun 2008 to 31 Jul 2008)
Thomas William Lovatt Chawner
IRN TWC01020
- CF30 Customer (1 Nov 2007 to 7 Oct 2011)
- CF1 Director (1 Jun 2005 to 7 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Timothy David Eric Parker
IRN TDP01011
- CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jun 2004)
- CF1 Director (1 Dec 2001 to 4 Jun 2004)
Tzu Seong Wong
IRN TSW01024
- CF11 Money Laundering Reporting (8 May 2012 to 12 Jul 2013)
- CF1 Director (8 May 2012 to 12 Jul 2013)
- CF30 Customer (1 Nov 2007 to 12 Jul 2013)
- CF22 Investment Adviser (Trainee) (20 Feb 2007 to 31 Oct 2007)
Zainab Faisal Kufaishi
IRN ZFK01002
- CF21 Investment Adviser (28 Sep 2004 to 3 Jun 2005)

Smaller firms operating under this firm's FCA authorisation.

RJBCO Ltd (no longer appointed)
FRN 795508 · Appointed 1 Dec 2017 · Until 1 Feb 2018
Adrian Sells (no longer appointed)
FRN 592605 · Appointed 7 Dec 2012 · Until 9 Dec 2019
Mediaberry Limited (no longer appointed)
FRN 574710 · Appointed 8 Feb 2012 · Until 4 Jul 2012
Libra Investment Services (2010) Limited (no longer appointed)
FRN 531013 · Appointed 2 Sep 2010 · Until 8 Sep 2011
New Street Research LLP (no longer appointed)
FRN 221543 · Appointed 23 Dec 2002 · Until 18 Aug 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.