Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stockcube Research Limited (no longer approved here)

    FRN 142235

    • CF30 Customer (1 May 2015 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF4 Partner (AR) (29 Oct 2012 to 31 Oct 2014)
    • CF30 Customer (29 Oct 2012 to 28 Feb 2015)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF29 Significant management (23 Apr 2009 to 28 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2011)
    • CF21 Investment Adviser (23 Jun 2005 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (12 May 2003 to 10 Aug 2004)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.