Stifel Nicolaus Europe Limited

• Principal Place of Business

  4th Floor

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442077107600

  Web

  https://www.stifel.com

• Complaints Contact

  4th Floor

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442077107600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Government and public security, Share, Warrant

• Ramona Racz

  IRN RXR01506

  • [FCA CF] Client dealing (8 Jun 2020 to 30 Jun 2023)
• Raphael Bidaut

  IRN RJB01564

  • [FCA CF] Client dealing (since 1 Jun 2025)
• Raymond David Powell

  IRN RDP01038

  • [FCA CF] Client dealing (20 Jul 2023 to 25 Jul 2024)
  • [FCA CF] Manager of certification employee (20 Jul 2023 to 25 Jul 2024)
  • [FCA CF] Algorithmic trading (20 Jul 2023 to 25 Jul 2024)
  • [FCA CF] Material risk taker (20 Jul 2023 to 25 Jul 2024)
• Reema Arya

  IRN RXA00202

  • [FCA CF] Client dealing (1 Dec 2020 to 10 Mar 2023)
• Renee Parker

  IRN RAP01251

  • CF30 Customer (29 Jun 2016 to 7 Jul 2017)
• Richard Alexander Elford Short

  IRN RAS01366

  • [FCA CF] Client dealing (since 3 Nov 2020)
• Richard Atkins

  IRN RXA01744

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Apr 2016 to 8 Dec 2019)
• Richard Christopher Wynne-Griffith

  IRN RCW01039

  • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 May 2022)
  • CF1 Director (5 Mar 2019 to 22 Nov 2019)
  • CF29 Significant management (28 Feb 2017 to 5 Mar 2019)
  • CF30 Customer (4 Apr 2014 to 8 Dec 2019)
• Richard Cornelius Broderick

  IRN RCB01090

  • [FCA CF] Client dealing (9 Nov 2020 to 30 Jul 2021)
• Richard Daniel Stevens

  IRN RDS01073

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 16 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2026)
  • CF30 Customer (3 Feb 2015 to 8 Dec 2019)

No changes recorded yet.