Richard Christopher Wynne-Griffith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 29 Jul 2024)
    • (10)Employed By (since 29 Jul 2024)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 May 2022)
    • CF1 Director (5 Mar 2019 to 22 Nov 2019)
    • CF29 Significant management (28 Feb 2017 to 5 Mar 2019)
    • CF30 Customer (4 Apr 2014 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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