Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Client dealing (since 1 Jun 2025)
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- (202)[FCA CF] Client dealing (13 Sep 2021 to 1 Jun 2025)
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- [FCA CF] Client dealing (7 Mar 2016 to 18 Mar 2019)
- CF30 Customer (10 Nov 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (202)[FCA CF] Client dealing at STIFEL EUROPE LIMITED