Raymond David Powell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Material risk taker (20 Jul 2023 to 25 Jul 2024)
    • [FCA CF] Algorithmic trading (20 Jul 2023 to 25 Jul 2024)
    • [FCA CF] Client dealing (20 Jul 2023 to 25 Jul 2024)
    • [FCA CF] Manager of certification employee (20 Jul 2023 to 25 Jul 2024)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • [FCA CF] Client dealing (1 Dec 2020 to 19 Nov 2021)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 21 Apr 2009)
    • CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.