This firm is no longer authorised by the FCA.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

STIFEL EUROPE LIMITED

Watch for changes

FRN: 178733
Companies House: 03034095
Last scraped: 16 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Stifel, 150 Cheapside

London

City Of London

EC2V 6ET

UNITED KINGDOM

Phone

+4402077107600

Web

https://stifelinstitutional.com
Complaints Contact

Stifel, 150 Cheapside

London

City Of London

EC2V 6ET

UNITED KINGDOM

Phone

+4402077107600

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Sanjiv Mahal
IRN SXM01614
- (7)CF30 Customer (4 Dec 2009 to 19 Jul 2010)
Sarah Elizabeth Skinner
IRN SES01035
- (2)CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2006)
Sean David Dixon
IRN SDD01041
- (47)CF30 Customer (1 Nov 2007 to 22 Jul 2009)
- (48)CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
Sebastien Malafosse
IRN SXM02584
- (17)CF30 Customer (8 Mar 2011 to 30 Oct 2012)
Simon James Wickham
IRN SJW01229
- (77)CF30 Customer (29 Oct 2014 to 29 Sep 2017)
Simon Marc Schaffer
IRN SMS01095
- (172)CF30 Customer (19 Jan 2009 to 2 Apr 2009)
Simon Rupert Miller
IRN SRM01074
- (42)CF11 Money Laundering Reporting (10 Mar 2006 to 19 Sep 2006)
- (41)CF21 Investment Adviser (15 Apr 2005 to 19 Sep 2006)
Simona Chinosi
IRN SXC02084
- (8)CF30 Customer (7 Sep 2010 to 31 Jul 2011)
Stefan Michael Herz
IRN SMH01090
- (5)CF21 Investment Adviser (26 Mar 2004 to 7 Sep 2004)
Stephen Charles Yelland
IRN SCY01002
- (79)CF30 Customer (9 Oct 2014 to 29 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

NOR Capital Limited (no longer appointed)
FRN 631746 · Appointed 25 Sep 2023 · Until 19 Feb 2025
Lyft derivatives Limited (no longer appointed)
FRN 595772 · Appointed 12 Feb 2013 · Until 2 Mar 2026

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (184)[FCA CF] Client dealing
2 days ago
controlled function added: (183)[FCA CF] Client dealing
2 days ago
controlled function added: (182)[FCA CF] Client dealing
2 days ago
controlled function added: (181)CF22 Investment Adviser (Trainee)
2 days ago
controlled function added: (180)[FCA CF] Client dealing
2 days ago
controlled function added: (179)[FCA CF] Client dealing
2 days ago
controlled function added: (178)[FCA CF] Client dealing
2 days ago
controlled function added: (177)CF30 Customer
2 days ago
controlled function added: (176)[FCA CF] Client dealing
2 days ago
controlled function added: (175)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.