Stefan Michael Herz

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIERA CAPITAL (UK) LIMITED (no longer approved here)

    FRN 172999

    • CF30 Customer (1 Nov 2007 to 13 Jun 2017)
    • CF27 Investment Management (21 Mar 2005 to 31 Oct 2007)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (5)CF21 Investment Adviser (26 Mar 2004 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)CF21 Investment Adviser at STIFEL EUROPE LIMITED