Simon Rupert Miller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF30 Customer (14 Sep 2009 to 24 Feb 2012)
Marechale Capital PLC (no longer approved here)
FRN 190270
- CF30 Customer (13 Aug 2008 to 14 Sep 2009)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (42)CF11 Money Laundering Reporting (10 Mar 2006 to 19 Sep 2006)
- (41)CF21 Investment Adviser (15 Apr 2005 to 19 Sep 2006)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (41)CF21 Investment Adviser at STIFEL EUROPE LIMITED
1 day ago
controlled function added: (42)CF11 Money Laundering Reporting at STIFEL EUROPE LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.