Sterling ISA Managers Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://platform.scottishwidows.co.uk

• Complaints Contact

  PO Box 21465

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

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  • · The firm to be limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Lawrence Churchill

  IRN LXC01101

  • CF1 Director (2 Dec 2002 to 22 Jun 2004)
  • CF3 Chief Executive (2 Dec 2002 to 22 Jun 2004)
  • CF8 Apportionment and Oversight (2 Dec 2002 to 22 Jun 2004)
• Linda Mary Young

  IRN LMY01014

  • CF29 Significant management (12 Oct 2011 to 22 Sep 2014)
• Louisa Barbara Mary King

  IRN LBE00004

  • SMF16 Compliance Oversight (since 1 Sep 2024)
  • SMF4 Chief Risk (21 Oct 2022 to 31 Aug 2024)
• Maria Carmen Herrero Bullich

  IRN MXH00052

  • [FCA CF] Material risk taker (since 30 May 2025)
• Marianne Fitzjohn

  IRN MXF01110

  • CF17 Significant Mgt (Other Business Operations) (30 May 2002 to 21 Jul 2003)
• Mark Patrick Hartigan

  IRN MPH01144

  • CF2 Non Executive Director (17 Dec 2012 to 24 Nov 2014)
• Marnee Hicks

  IRN MXB84364

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
• Martin Clive Taphouse

  IRN MXT33476

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
• Martin David Moule

  IRN MDM01048

  • CF1 Director (4 Sep 2003 to 25 Apr 2005)
  • CF13 Finance (4 Sep 2003 to 25 Apr 2005)
• Martin Lindsay Bride

  IRN MXB02157

  • CF1 Director (29 Jun 2005 to 25 Apr 2009)

No changes recorded yet.