Sterling ISA Managers Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://platform.scottishwidows.co.uk

• Complaints Contact

  PO Box 21465

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

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  • · The firm to be limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Martin Nigel Godwin

  IRN MNG01012

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
• Mary Helen Trussell

  IRN MXT00419

  • SMF11 Chair of the Audit Committee (since 22 Dec 2025)
  • Director of firm who is not a certification employee or a SMF manager (7 Jul 2025 to 31 Oct 2025)
• Matthew Brian Tyler

  IRN MXT00220

  • [FCA CF] Significant management (31 Jan 2021 to 31 Jan 2022)
• Matthew Hilmar Cuhls

  IRN MHC01050

  • SMF10 Chair of the Risk Committee (since 1 Sep 2024)
• Matthew James Vincent

  IRN MJV01072

  • CF29 Significant management (18 Dec 2018 to 8 Dec 2019)
• Michael John Kirkham Taylor

  IRN MJT01072

  • CF15 Internal Audit (1 Dec 2001 to 20 Dec 2006)
• Michael Joseph Brennan

  IRN MJB01678

  • CF1 Director (23 Oct 2009 to 31 Aug 2011)
  • CF3 Chief Executive (23 Oct 2009 to 31 Aug 2011)
• Michael Ronald Downie

  IRN MRD01096

  • SMF4 Chief Risk (since 1 Apr 2025)
• Neil James Evans

  IRN NJE01060

  • CF28 Systems and controls (9 Dec 2013 to 31 Mar 2016)
• Nicola Clare Megaw

  IRN NCM01082

  • [FCA CF] Material risk taker (1 Jan 2022 to 22 Jun 2022)
  • [FCA CF] Significant management (10 Sep 2021 to 22 Jun 2022)

No changes recorded yet.