Sterling ISA Managers Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://platform.scottishwidows.co.uk

• Complaints Contact

  PO Box 21465

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

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  • · The firm to be limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Anne Torry

  IRN AXT02129

  • Responsible for Insurance Mediation (14 Nov 2016 to 15 May 2017)
  • CF3 Chief Executive (13 Jul 2016 to 15 May 2017)
  • CF1 Director (13 Jul 2016 to 15 May 2017)
  • CF8 Apportionment and Oversight (13 Jul 2016 to 4 Aug 2016)
• Anthony Paul Kenmir

  IRN APK01017

  • CF1 Director (11 Nov 2008 to 22 Jul 2011)
• Barrie John Pengelly

  IRN BJP01091

  • CF11 Money Laundering Reporting (5 Jul 2017 to 3 Jul 2018)
• Bhavnik Dave

  IRN BXD00149

  • [FCA CF] Material risk taker (1 Mar 2022 to 31 Dec 2023)
• Catherine Lucy Turner

  IRN CLT01048

  • SMF7 Group Entity Senior Manager (since 1 Sep 2024)
• Chirantan Barua

  IRN CXB01971

  • SMF3 Executive Director (since 1 Sep 2024)
  • SMF1 Chief Executive (since 1 Sep 2024)
  • Responsible for Insurance Distribution (since 1 Sep 2024)
• Christopher George Wayne Oldland

  IRN CGO01010

  • CF11 Money Laundering Reporting (5 Nov 2010 to 30 Jun 2017)
• Christopher John George Moulder

  IRN CJM01477

  • SMF9 Chair of the Governing Body (since 23 Dec 2025)
  • SMF14 Senior Independent Director (since 1 Sep 2024)
  • SMF11 Chair of the Audit Committee (1 Sep 2024 to 31 Oct 2025)
• Christopher John Neil Davidson

  IRN CJD01096

  • CF29 Significant management (1 Nov 2007 to 18 Aug 2008)
  • CF17 Significant Mgt (Other Business Operations) (18 Dec 2006 to 31 Oct 2007)
  • CF14 Risk Assessment (11 Sep 2002 to 5 Nov 2003)
  • CF10 Compliance Oversight (4 Apr 2002 to 30 Sep 2005)
• Christopher Keogh

  IRN CXK01035

  • CF1 Director (1 Dec 2001 to 4 Sep 2002)

No changes recorded yet.