Christopher John Neil Davidson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Ancient Order of Foresters Friendly Society Limited (no longer approved here)

    FRN 110029

    • SMF4 Chief Risk (25 Jan 2021 to 15 Dec 2021)
    • SMF16 Compliance Oversight (10 Dec 2018 to 8 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 8 Jul 2022)
    • CF10 Compliance Oversight (5 Dec 2018 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (5 Dec 2018 to 9 Dec 2018)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF29 Significant management (1 Nov 2007 to 18 Aug 2008)
    • CF17 Significant Mgt (Other Business Operations) (18 Dec 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (11 Sep 2002 to 5 Nov 2003)
    • CF10 Compliance Oversight (4 Apr 2002 to 30 Sep 2005)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF29 Significant management (1 Nov 2007 to 18 Aug 2008)
    • CF17 Significant Mgt (Other Business Operations) (18 Dec 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (11 Sep 2002 to 5 Nov 2003)
    • CF10 Compliance Oversight (4 Apr 2002 to 30 Sep 2005)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF29 Significant management (1 Nov 2007 to 18 Aug 2008)
    • CF17 Significant Mgt (Other Business Operations) (18 Dec 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (11 Sep 2002 to 5 Nov 2003)
    • CF10 Compliance Oversight (4 Apr 2002 to 30 Sep 2005)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF10 Compliance Oversight (23 Oct 2006 to 1 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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