Date authorised
1 April 2013
Companies House
OC367707
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 St James's Market, 6th Floor
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +4402076477550
  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4402076477550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antonia Massie

    IRN AXH02924

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2025)
    • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
  • Axel Hallinder

    IRN AXH00459

    • [FCA CF] Client dealing (since 1 Jan 2021)
  • Bernard de Backer

    IRN BXD01089

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (20 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (25 Apr 2012 to 18 Jun 2012)
  • Blair Jacobson

    IRN BXJ01182

    • CF4 Partner (18 Oct 2011 to 1 Mar 2012)
    • CF10 Compliance Oversight (18 Oct 2011 to 1 Mar 2012)
    • CF11 Money Laundering Reporting (18 Oct 2011 to 1 Mar 2012)
    • CF30 Customer (18 Oct 2011 to 1 Mar 2012)
  • Carl Mattias de Beau

    IRN CMJ01047

    • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
  • Carlos Sahuquillo Trevino

    IRN CXT20442

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Chanakyah Sandilya

    IRN CXS02360

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Daniel Marati

    IRN DXM06218

    • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
  • David Louis Ronayne Beamish

    IRN DLB01086

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2014 to 8 Dec 2019)
  • David Timothy Jeffrey

    IRN DTJ01015

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (25 Apr 2012 to 8 Dec 2019)
    • CF4 Partner (25 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Apr 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Apr 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.