Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (25 Apr 2012 to 18 Jun 2012)
  • Knox D'Arcy Investment Management Limited (no longer approved here)

    FRN 185178

    • CF21 Investment Adviser (16 May 2006 to 29 Jun 2006)
    • CF4 Partner (AR) (3 May 2006 to 29 Jun 2006)
    • CF23 Corporate Finance Adviser (5 Apr 2006 to 29 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.